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Former Iconix CEO Neil Cole: Charges, Conviction, Appeal and SEC Dismissal

Neil Cole spent decades building one of the biggest brand licensing empires in the fashion industry. Under his leadership, Iconix Brand Group transformed from a relatively small company into a corporate powerhouse

August 11, 2025

Finance·News

300 Investors $4 Million and the SEC Case Against Alexander Debelov

Alexander Debelov built the kind of entrepreneurial résumé designed to attract attention. He founded Virool, a Y Combinator-backed advertising company, earned a place on Forbes’ 30 Under 30 list and later turned

August 2, 2025

News

Steven Teixeira and the Insider Trading Scheme Built Around a Girlfriend’s Work Laptop

Some of Wall Street’s biggest insider trading scandals have involved corporate executives, hedge fund managers or investment bankers. This one started somewhere far more ordinary: a shared apartment during the COVID-19 pandemic.

January 22, 2025

Finance·News

The $325,000 SEC Fine That Put First Horizon Advisors Under the Spotlight

Most investors have probably never heard of First Horizon Advisors. The firm isn’t a household name on Wall Street, and until recently it wasn’t attracting much attention from regulators either. But in

January 12, 2025

Finance·News

The $3.4 Million SEC Judgment Against Evan H. Katz

Evan H. Katz spent years in the investment industry, managing money for clients who counted on him to protect their savings and make sound financial choices on their behalf. Like many investment

January 6, 2025

Finance·News

Robert Pommer and the SEC Case That Became a Compliance Industry Warning

One of the more unusual SEC enforcement cases of the past two decades did not involve a hedge fund collapse, a Ponzi scheme, or a billion-dollar accounting fraud. Instead, it centered on

October 2, 2024

Finance·News

From Chewy to GameStop: The Ryan Cohen Story Wall Street Still Debates

It’s tough to think of anyone in today’s corporate America who has built a rep quite like Ryan Cohen’s. For some investors, he’s the entrepreneur who turned around a struggling pet supply

July 17, 2024

Finance·News

Manish Lachwani and the $1 Billion HeadSpin Collapse: Fraud, Fake Revenue, and Federal Prison

When Manish Lachwani was pitching HeadSpin to investors, the company looked unstoppable. The Palo Alto startup was attracting some of the biggest names in venture capital, raising tens of millions of dollars,

August 21, 2022

Finance·News

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