Securities and Exchange Commission Archives

Nathan Fuller AI Crypto Scam: SEC Alleges $12.3 Million Investment Fraud

It was an offer too good to turn down. Investors were told their money would be managed by sophisticated cryptocurrency trading bots powered by artificial intelligence that could generate consistent returns with

June 4, 2026

Finance·News

Michael Liberty, Mozido and the $48 Million Case That Still Isn’t Over

Michael Liberty built his reputation on a promise that appealed to both seasoned investors and everyday people hoping to get in early on the next technology success story. Through his fintech venture

January 5, 2026

Finance·Reports

Former Iconix CEO Neil Cole: Charges, Conviction, Appeal and SEC Dismissal

Neil Cole spent decades building one of the biggest brand licensing empires in the fashion industry. Under his leadership, Iconix Brand Group transformed from a relatively small company into a corporate powerhouse

August 11, 2025

Finance·News

The $3.4 Million SEC Judgment Against Evan H. Katz

Evan H. Katz spent years in the investment industry, managing money for clients who counted on him to protect their savings and make sound financial choices on their behalf. Like many investment

January 6, 2025

Finance·News

AI Washing Explained. Why the SEC Penalized Delphia and Global Predictions

Artificial intelligence has become the latest selling point on Wall Street. Investment firms, startups, and financial advisers have rushed to tell clients that sophisticated algorithms and machine learning models are changing the

May 7, 2024

News